ROX® trading platform

Equities

Volume per month (shares) Commissions
Over Up to
1 10 000 1.2 cents per share ($2.75 minimum per trade)
10 001 80 000 0.9 cents per share ($1.00 minimum per trade)
80 001 300 000 0.7 cents per share ($1.00 minimum per trade)
300 001 1 mln 0.5 cents per share ($1.00 minimum per trade) + ROX® for free
1 mln 2 mln 0.3 cents per share ($1.00 minimum per trade) ) + ROX® for free
2 mln+   per request

Overnight short positions cause the “Net Rebate Rate” fee of 0%-9.6% a year depending on the accessibility of the custom stock, but not less than $5 for each position held overnight.

Third party margin loan for long leveraged positions overnight: 9% + US Federal Funds Rate.

Non-US exchanges: 0.25% plus costs to WhoTrades Ltd.

Options

$2.15 per contract <= 100 trades per month

$1.75 per contract > 100 trades per month

Futures

$2.75 per contract (e-mini) <<= 50 contracts per month

$1.75 per contract (e-mini) > 50 contracts per month

$1.65 per contract (e-mini) > 1000 contracts per month

ECN and Routing

Route Name Route Exchange Fee Per Share
  OTC and Listed
MNDG Penson Managed Route OTC & Listed Free
ISLD NASDAQ Market Center OTC & Listed 0.0025 (1)
ARCA NYSE ARCA OTC & Listed 0.0040 (2)
ATD AutoTrade Desk OTC & Listed 0.0020
EDGE Direct Edge ECN OTC & Listed 0.0030
BTRD Bloomberg ECN OTC 0.0050
CITX City Index OTC & Listed 0.0020
BATS BATS ECN OTC & Listed 0.0030
  Listed Only
NYSE / AMEX Super Dot Listed — NYSE/AMEX 0.0030 (3)
MLX Super Dot Listed — NYSE/AMEX 0.0030 (3)
  OTCBB Only
ARCA ArcaEdge OTCBB 50 Bps
ATD AutoTradeDesk OTCBB 5.00 Flat Fee
MNDG Penson Managed Route OTCBB Free
CITX City Index OTCBB 5.00 Flat Fee

Pricing does not include any pass-through SEC or NASD trading activity fees.

  1. All Market Orders are an additional 0.001 per share.
  2. Odd lot orders (orders under 100 shares) on listed stocks may be charged an extra handling fee charge of 0.026 per share.
  3. Listed specialist charge an additional Billable Fees of 0.0065 per order (0.009 for MLX) for the following orders:

    AMEX Exchange: Any orders over 2,099 shares or shares executed after 2 minutes.
    NYSE Exchange: Any shares executed after 5 minutes

Pricing for ECN and other third party services can be changed by respective third party without prior notice.

Trading platform fees (monthly)

ROX® — $59

Other fees

Money transfers:

incoming wire – banking fees of your bank and intermediary banks.

outgoing wire - $30 plus banking fees of your bank and intermediary banks.

Additional fee for voice and e-mail orders – $ 5 per executed order.

Commission fee for bond trading - 0.25%.

Securities transfer: upon request, max. $ 200 per transfer of shares of each issuer (ISIN).