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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

SEC Form 4

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
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hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Pichai Sundar
(Last) (First) (Middle)
C/O ALPHABET INC.,
1600 AMPHITHEATRE PKWY
(Street)
MOUNTAIN VIEW CA 94043
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alphabet Inc. [ GOOG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO, Google Inc.
3. Date of Earliest Transaction (Month/Day/Year)
10/25/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/25/2017 C(1) 603 A $0.00 2,074 D
Class A Google Stock Units(2) 10/25/2017 C(1) 603 D $0.00 23,400 D
Class A Google Stock Units(2) 10/25/2017 F(3) 660 D $988.49 22,740 D
Class C Capital Stock(4) 10/25/2017 C(1) 603 A $0.00 39,806 D
Class C Google Stock Units(4) 10/25/2017 F(3) 660 D $970.54 23,343 D
Class C Google Stock Units(4) 10/25/2017 C(1) 603 D $0.00 22,740 D
Class C Google Stock Units(5) 353,939 D
Class C Google Stock Units(6) 153,747 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Class C Capital Stock $252.6537 (7) 08/04/2020 Class C Capital Stock 1,459 1,459 D
Option to Purchase Class C Capital Stock $217.6838 (7) 07/29/2019 Class C Capital Stock 2,436 2,436 D
Option to Purchase Class C Capital Stock $316.9399 (7) 04/04/2022 Class C Capital Stock 8,646 8,646 D
Option to Purchase Class A Common Stock $253.6664 (7) 08/04/2020 Class A Common Stock 1,459 1,459 D
Option to Purchase Class A Common Stock $218.5563 (7) 07/29/2019 Class A Common Stock 2,436 2,436 D
Option to Purchase Class A Common Stock $318.2102 (7) 04/04/2022 Class A Common Stock 8,646 8,646 D
Explanation of Responses:
1. Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.
2. The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vest monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
3. Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
4. The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vest monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
5. 100% of the grant will vest on April 25, 2018, subject to continued employment on such date.
6. 1/16th of the GSUs vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continuing employment on such vesting dates.
7. Option is fully vested.
Remarks:
/s/ Valentina Margulis, as Attorney-in-Fact for Sundar Pichai 10/26/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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