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Actionable news in RCAP: RCS CAPITAL CORPORATION,

Regulation FD

As previously disclosed, on November 8, 2015, RCS Capital Corporation (the Company) entered into amended First and Second Lien Credit Agreements with the agents and lenders party thereto.

The Company is filing, as an exhibit to this Current Report on Form 8-K, the attached presentation (relating to the Companys Retail Advice division, Cetera Financial Group), which was shared with the agents and certain of the lenders in October 2015, who agreed to receive confidential information and become temporarily restricted from trading, in connection with the Companys negotiation of the amendments to the credit agreements. The presentation reflected the facts, information, assumptions and estimates available at that time, based...


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