Actionable news
0
All posts from Actionable news
Actionable news in AWH: ALLIED WORLD ASSURANCE COMPANY HOLDINGS,

Schedule 13D

Filed by: FAIRFAX FINANCIAL HOLDINGS LTD/ CAN
Total Shares: 82,845,778
Subject Company: Allied World Assurance Company Holdings - View Complete Ownership History Backtest
Filed as of Date: 07/14/2017
Event Date: 07/06/2017
Overall % Ownership: 94.6

Reporting Persons

Name Sole
Voting Power
Shared
Voting Power
Sole
Dispositive Power
Shared
Dispositive Power
Aggregate
Amount Owned
Percent
of class
V PREM WATSA 0 82,845,778 0 82,845,778 82,845,778 94.6%
1109519 ONTARIO LIMITED 0 82,845,778 0 82,845,778 82,845,778 94.6%
THE SIXTY TWO INVESTMENT COMPANY LIMITED 0 82,845,778 0 82,845,778 82,845,778 94.6%
810679 ONTARIO LIMITED 0 82,845,778 0 82,845,778 82,845,778 94.6%
FAIRFAX FINANCIAL HOLDINGS LIMITED 0 82,845,778 0 82,845,778 82,845,778 94.6%
1102952 BC UNLIMITED LIABILITY COMPANY 0 82,845,778 0 82,845,778 82,845,778 94.6%
FAIRFAX FINANCIAL HOLDINGS (SWITZERLAND) GMBH 0 82,845,778 0 82,845,778 82,845,778 94.6%
FAIRFAX (SWITZERLAND) GMBH 0 82,845,778 0 82,845,778 82,845,778 94.6%

Raw Filing Contents

0001104659-17-045094.txt : 20170714

0001104659-17-045094.hdr.sgml : 20170714
20170714172649
ACCESSION NUMBER:		0001104659-17-045094
CONFORMED SUBMISSION TYPE:	SC 13D
PUBLIC DOCUMENT COUNT:		2
FILED AS OF DATE:		20170714
DATE AS OF CHANGE:		20170714
GROUP MEMBERS:		1102952 B.C. UNLIMITED LIABILITY CO
GROUP MEMBERS:		1109519 ONTARIO LTD
GROUP MEMBERS:		810679 ONTARIO LTD
GROUP MEMBERS:		FAIRFAX (SWITZERLAND) GMBH
GROUP MEMBERS:		FAIRFAX FINANCIAL HOLDINGS (SWITZERLAND) GMBH
GROUP MEMBERS:		FAIRFAX FINANCIAL HOLDINGS LTD
GROUP MEMBERS:		SIXTY TWO INVESTMENT CO LTD
GROUP MEMBERS:		V. PREM WATSA

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Allied World Assurance Co Holdings, AG
		CENTRAL INDEX KEY:			0001163348
		STANDARD INDUSTRIAL CLASSIFICATION:	FIRE, MARINE & CASUALTY INSURANCE [6331]
		IRS NUMBER:				000000000
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13D
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-82420
		FILM NUMBER:		17966174

	BUSINESS ADDRESS:	
		STREET 1:		PARK TOWER, 15TH FLOOR
		STREET 2:		GUBELSTRASSE 24
		CITY:			ZUG
		STATE:			V8
		ZIP:			6300
		BUSINESS PHONE:		441-278-5400

	MAIL ADDRESS:	
		STREET 1:		PARK TOWER, 15TH FLOOR
		STREET 2:		GUBELSTRASSE 24
		CITY:			ZUG
		STATE:			V8
		ZIP:			6300

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ALLIED WORLD ASSURANCE CO HOLDINGS LTD
		DATE OF NAME CHANGE:	20060615

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ALLIED WORLD ASSURANCE HOLDINGS LTD
		DATE OF NAME CHANGE:	20011207

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FAIRFAX FINANCIAL HOLDINGS LTD/ CAN
		CENTRAL INDEX KEY:			0000915191
		STANDARD INDUSTRIAL CLASSIFICATION:	FIRE, MARINE & CASUALTY INSURANCE [6331]
		IRS NUMBER:				101728897
		STATE OF INCORPORATION:			Z4
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13D

	BUSINESS ADDRESS:	
		STREET 1:		FAIRFAX FINANCIAL HOLDINGS LTD
		STREET 2:		95 WELLINGTON ST WEST STE 800
		CITY:			TORONTO
		STATE:			A6
		ZIP:			M5J 2N7
		BUSINESS PHONE:		4163674941

	MAIL ADDRESS:	
		STREET 1:		FAIRFAX FINANCIAL HOLDINGS LTD
		STREET 2:		95 WELLINGTON ST WEST STE 800
		CITY:			TORONTO
		STATE:			A6
		ZIP:			M5J 2N7

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	FAIRFAX FINANCIAL HOLDINGS LTD
		DATE OF NAME CHANGE:	19931122

SC 13D 1 a17-17953_1sc13d.htm SC 13D

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

- With a copy to -

Jason R. Lehner

Telephone (416) 360-8484

July 6, 2017

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box o.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. H01531104

13D

1

Names of Reporting Person/I.R.S. Identification Nos. of Above Persons (Entities Only)
V. PREM WATSA

2

Check the Appropriate Box if a Member of a Group

(a)

o

(b)

o

3

SEC Use Only

4

Source of Funds
OO

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e). o

6

Citizenship or Place of Organization
CANADIAN

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

8

Shared Voting Power
82,845,778

9

Sole Dispositive Power
0

10

Shared Dispositive Power
82,845,778

11

Aggregate Amount Beneficially Owned by Each Reporting Person
82,845,778

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o

13

Percent of Class Represented by Amount in Row (11)
94.6%

14

Type of Reporting Person
IN

CUSIP No. H01531104

13D

1

Names of Reporting Person/I.R.S. Identification Nos. of Above Persons (Entities Only)
1109519 ONTARIO LIMITED

2

Check the Appropriate Box if a Member of a Group

(a)

o

(b)

o

3

SEC Use Only

4

Source of Funds
OO

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e). o

6

Citizenship or Place of Organization
ONTARIO, CANADA

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

8

Shared Voting Power
82,845,778

9

Sole Dispositive Power
0

10

Shared Dispositive Power
82,845,778

11

Aggregate Amount Beneficially Owned by Each Reporting Person
82,845,778

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o

13

Percent of Class Represented by Amount in Row (11)
94.6%

14

Type of Reporting Person
CO

CUSIP No. H01531104

13D

1

Names of Reporting Person/I.R.S. Identification Nos. of Above Persons (Entities Only)
THE SIXTY TWO INVESTMENT COMPANY LIMITED

2

Check the Appropriate Box if a Member of a Group

(a)

o

(b)

o

3

SEC Use Only

4

Source of Funds
OO

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e). o

6

Citizenship or Place of Organization
BRITISH COLUMBIA, CANADA

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

8

Shared Voting Power
82,845,778

9

Sole Dispositive Power
0

10

Shared Dispositive Power
82,845,778

11

Aggregate Amount Beneficially Owned by Each Reporting Person
82,845,778

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o

13

Percent of Class Represented by Amount in Row (11)
94.6%

14

Type of Reporting Person
CO

CUSIP No. H01531104

13D

1

Names of Reporting Person/I.R.S. Identification Nos. of Above Persons (Entities Only)
810679 ONTARIO LIMITED

2

Check the Appropriate Box if a Member of a Group

(a)

o

(b)

o

3

SEC Use Only

4

Source of Funds
OO

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e). o

6

Citizenship or Place of Organization
ONTARIO, CANADA

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

8

Shared Voting Power
82,845,778

9

Sole Dispositive Power
0

10

Shared Dispositive Power
82,845,778

11

Aggregate Amount Beneficially Owned by Each Reporting Person
82,845,778

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o

13

Percent of Class Represented by Amount in Row (11)
94.6%

14

Type of Reporting Person
CO

CUSIP No. H01531104

13D

1

Names of Reporting Person/I.R.S. Identification Nos. of Above Persons (Entities Only)
FAIRFAX FINANCIAL HOLDINGS LIMITED

2

Check the Appropriate Box if a Member of a Group

(a)

o

(b)

o

3

SEC Use Only

4

Source of Funds
WC

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e). o

6

Citizenship or Place of Organization
CANADA

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

8

Shared Voting Power
82,845,778

9

Sole Dispositive Power
0

10

Shared Dispositive Power
82,845,778

11

Aggregate Amount Beneficially Owned by Each Reporting Person
82,845,778

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o

13

Percent of Class Represented by Amount in Row (11)
94.6%

14

Type of Reporting Person
CO

CUSIP No. H01531104

13D

1

Names of Reporting Person/I.R.S. Identification Nos. of Above Persons (Entities Only)
1102952 B.C. UNLIMITED LIABILITY COMPANY

2

Check the Appropriate Box if a Member of a Group

(a)

o

(b)

o

3

SEC Use Only

4

Source of Funds
OO

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e). o

6

Citizenship or Place of Organization
BRITISH COLUMBIA, CANADA

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

8

Shared Voting Power
82,845,778

9

Sole Dispositive Power
0

10

Shared Dispositive Power
82,845,778

11

Aggregate Amount Beneficially Owned by Each Reporting Person
82,845,778

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o

13

Percent of Class Represented by Amount in Row (11)
94.6%

14

Type of Reporting Person
CO

CUSIP No. H01531104

13D

1

Names of Reporting Person/I.R.S. Identification Nos. of Above Persons (Entities Only)
FAIRFAX FINANCIAL HOLDINGS (SWITZERLAND) GMBH

2

Check the Appropriate Box if a Member of a Group

(a)

o

(b)

o

3

SEC Use Only

4

Source of Funds
OO

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e). o

6

Citizenship or Place of Organization
SWITZERLAND

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

8

Shared Voting Power
82,845,778

9

Sole Dispositive Power
0

10

Shared Dispositive Power
82,845,778

11

Aggregate Amount Beneficially Owned by Each Reporting Person
82,845,778

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o

13

Percent of Class Represented by Amount in Row (11)
94.6%

14

Type of Reporting Person
CO

CUSIP No. H01531104

13D

1

Names of Reporting Person/I.R.S. Identification Nos. of Above Persons (Entities Only)
FAIRFAX (SWITZERLAND) GMBH

2

Check the Appropriate Box if a Member of a Group

(a)

o

(b)

o

3

SEC Use Only

4

Source of Funds
OO

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e). o

6

Citizenship or Place of Organization
SWITZERLAND

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

8

Shared Voting Power
82,845,778

9

Sole Dispositive Power
0

10

Shared Dispositive Power
82,845,778

11

Aggregate Amount Beneficially Owned by Each Reporting Person
82,845,778

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o

13

Percent of Class Represented by Amount in Row (11)
94.6%

14

Type of Reporting Person
CO

Item 1. Security and Issuer.

The class of securities to which this statement relates is the ordinary shares...


More