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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

SEC Form 4

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Ashley Richard H
(Last) (First) (Middle)
P.O. BOX 966
(Street)
CONWAY AR 72033
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HOME BANCSHARES INC [ HOMB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/08/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/08/2017 M 4,752 A $4.3 135,353.9904 D
Common Stock 11/08/2017 M 8,000 A $17.12 143,353.9904 D
Common Stock 1,789,236 I By RH Ashley Investments LLC
Common Stock - Restricted 5,500(1)(2)(3) D
Common Stock 7,718.101(4) I By Wife IRA
Common Stock 25,669.6 I By Wife
Common Stock 15,389(5) I By IRA
Common Stock 1,088 I Custodian for children
Common Stock 3,500 I By Square Associates LLC
Common Stock 2,248,960 I By Conservative Development
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock $17.12 11/08/2017 M 8,000 (6) 04/15/2025 Common Stock 8,000 $0.00 12,000 D
Common Stock $4.3 11/08/2017 M 4,752 (7) 01/09/2018 Common Stock 4,752 $0.00 0 D
Explanation of Responses:
1. Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
2. Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
3. Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
4. Includes 92.046 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
5. Includes 149 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
6. The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 16, 2016.
7. The option became exercisable in five equal annual installments beginning on January 10, 2009.
Remarks:
/s/Richard H. Ashley by Rachel Wesson 11/09/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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