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TD Ameritrade Holding: Draft Not For Release

The following excerpt is from the company's SEC filing.

At the Company

For Media:

For Investors:

Kim Hillyer

Jeff Goeser

Director, Communications and Public Affairs

Director, Finance and Investor Relations

(402) 574-6523

(402) 597-8464


TD Ameritrade CEO Fred Tomczyk to Retire After 2016 Fiscal Year

Tim Hockey Named President

Omaha, Neb., November 10, 2015

TD Ameritrade Holding Corporation (NYSE: AMTD) today announced that

, president and chief executive officer, has informed the companys board of directors of his intention to retire at the end of the 2016 fiscal year, which will conclude on Sept. 30, 2016.

The board has named

, group head of Canadian banking and wealth management at TD Bank Group (TD) and president and chief executive officer of TD Canada Trust, as president of TD Ameritrade effective Jan. 2, 2016, at which time he will also join the companys board of directors. He will succeed Tomczyk as CEO of TD Ameritrade upon Tomczyks retirement.

Hockeys primary responsibilities at TD include leadership of TD Canada Trust, including Canadian personal banking, business banking and auto finance, as well as oversight of TDs global wealth management division, which includes the banks direct investing, advisory and Canadian asset management businesses.

As president of TD Ameritrade, Hockey will initially be responsible for the companys core client channels: Retail, Institutional and Trading. Over the coming months he will assume additional responsibilities for Technology, Operations and other corporate functions like Finance, Human Resources, Legal and Risk.

Thanks to a close partnership between TD Bank and TD Ameritrade that has grown and evolved over nearly ten years, I have been able to observe the company, its culture and its operations, Hockey said. TD Ameritrade has a 40-year legacy of innovation and commitment to its clients, and a strong, vibrant culture that has helped it develop a significant...