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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

SEC Form 4

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Engelkes Jack
(Last) (First) (Middle)
P.O. BOX 966
(Street)
CONWAY AR 72033
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HOME BANCSHARES INC [ HOMB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/08/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/18/2017 G V 2,000 D $0.00 119,673.2059(1) D
Common Stock 11/08/2017 M 4,752 A $4.3 124,425.2059 D
Common Stock 190,590.4346(2) I Owned solely by wife
Common Stock - Restricted 5,500(3)(4)(5) D
Common Stock 400 I Held in wife's IRA
Common Stock 42,719.392 I Custodian for daughters
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $4.3 11/08/2017 M 4,752 (6) 01/09/2018 Common Stock 4,752 $0.00 0 D
Stock Option $2.66 (7) (7) Common Stock 1,425 1,425 D
Stock Option $17.12 (8) 04/15/2025 Common Stock 20,000 20,000 D
Explanation of Responses:
1. Includes 578.42 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
2. Includes 102.991 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
3. Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
4. Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
5. Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
6. The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.
7. 20% of the issued option is remaining. The remaining options became exercisable on December 31, 2009 and expire on December 31, 2019.
8. The option is exercisable in five equal annual installments. The first installment became exercisable on April 16, 2016.
Remarks:
/s/Jack Engelkes by Rachel Wesson 11/09/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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